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Overview of Conflict of Interest, Conflict of Commitment, Scholarly Misconduct, and Ethical Conduct Policies and Procedures

Policies and Procedures Regarding Conflicts of Interest and/or Commitment Prohibitions
Inventions and Patent Rights Conflict Policies Regarding Research Projects
Conflicts Involving University Contracts Nepotism
Serving as expert witness; whistleblower Responsibilities of Department Chair, Dean & Executive Director HR
Procedure for reports...disclosure... Procedures for Appeal
Investigation of Conflicts Principles for research and sponsored programs
Policies and Procedures Governing Scholarly Misconduct Definitions

Policies and Procedures Regarding Conflicts of Interest and/or Commitment

  • University employee must review and comply with this policy.
  • April 30 Deadline for filing yearly conflict of interest and commitment report questionaire
  • Written disclosure submission to immediate supervisor
  • Outside consulting activities of full-time employees, maximum allowable time
  • Failure to disclose and manage conflicts
  • Outside activities in violation of state or federal laws or regulations
  • Managing potential conflicts of interest
  • Employees working less than half-time, student assistants on hourly basis, and part time faculty are exempt
  • University employee having knowledge of an impending arrangement involving financial interest must disclose
  • Reporting requirements for president, vice presidents, deans, and other officers
  • See the rule

Prohibitions: No University employee shall:

  • Use public position or state property to secure or attempt to secure anything of value
  • Solicit with understanding that conduct of university business would be influenced thereby
  • Use or disclose confidential or proprietary university information that could harm university or result in anything of value to the employee
  • Receive private financial gain arising from the sale of textbooks or other materials used in a course in which the employee is an instructor
  • Give or accept anything of value that may substantially influence them with respect to their duties
  • Use the University seal, logo, trademarks, and all other university intellectual property for commercial venture for private financial gain
  • Use the University's name for advertising outside the scope of their employment or for private gain
  • Exploit their authority
  • See the rule

Inventions and Patent Rights

Conflict Policies Regarding Research Projects

Conflicts Involving University Contracts

Nepotism

Serving as expert witness; whistleblower

Responsibilities of Department Chair, Dean & Executive Director HR

Procedure for reports...disclosure...

Procedures for Appeal

  • Inquiry committee will be convened with five appropriate members
  • Procedure for determination in potential conflict situations by employees
  • Procedure for determination in potential conflict situations when initiated by the senior research officer, provost, president
  • See the rule

Investigation of Conflicts

Principles for Research and Sponsored Programs

Policies and Procedures Governing Scholarly Misconduct

  • Inquiry and investigation procedures
  • Guidelines for the operation of the inquiry committee
  • Allegations are found without merit
  • Illegal issues...indicated or complained of may be criminal in nature
  • Collateral proceeding under university policies
  • Detailed documentation...maintained by the office of general counsel
  • Whistleblower
  • See the rule

Definitions

  • Business Associate
  • Compensation
  • Conflict of Commitment
  • Conflict of Interest
  • Family Member
  • Investigator
  • License
  • Mission
  • Outside Activities
  • Outside consulting activities
  • Outside professional activities
  • Private gain
  • Provost
  • Quarter
  • Scholarly Misconduct
  • Senior research officer
  • State
  • Technology transfer
  • University
  • Whistleblower
  • Central administration officer
  • See the rule
Note: This overview is not intended to list all items in the University Rule concerning Conflict of Interest, Conflict of Commitment, Scholarly Misconduct, and Ethical Conduct - Policies and Procedures. This overview provides some key words and links to assist the user in finding selected passages. Any specific questions can only be answered by a thorough review of rule 3359-11-17.
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Last modified: August 09 2005 08:44:07